Tailored Solutions

“Clients utilise our expertise to compliment their in-house skills and to overcome any knowledge gaps.

Together we tailor a solid framework for our financial service clients.”
KATE MULLIGAN MANAGING PARTNER
Licensing

Licence: Obtain appropriate licensing under an AFSL or an ACL.

Training: Staff and responsible managers to meet ongoing AFSL educational requirements.

Regulatory: Corporations and other funds management regulatory requirements advice on day-to-day issues.

Licence: Obtain appropriate licensing under an AFSL or an ACL.

Training: Staff and responsible managers to meet ongoing AFSL educational requirements.

Regulatory: Corporations and other funds management regulatory requirements advice on day-to-day issues.

Funds Setup
Fund Setup

Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure. Our expertise extends across investment vehicles including managed investment schemes and listed funds.

Fund creation and development: Preparation of trust deeds and constitutions.

Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.

Funds Setup

Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure. Our expertise extends across investment vehicles including managed investment schemes and listed funds.

Fund creation and development: Preparation of trust deeds and constitutions.

Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.

Offer Documents

Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.

Product development and management: Design and modification of products.

Marketing support material: Preparation and review of material including fact sheets, websites, presentations and investor communications.

Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.

Product development and management: Design and modification of products.

Marketing support material: Preparation and review of material including fact sheets, websites, presentations and investor communications.

Compliance

Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view. Rigorous compliance systems and procedures can help safeguard your business, including from cyber-attacks.

Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.

Regulatory updates: Provision of regular updates on regulatory requirements.

Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view. Rigorous compliance systems and procedures can help safeguard your business, including from cyber-attacks.

Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.

Regulatory updates: Provision of regular updates on regulatory requirements.