Licence: Obtain appropriate licensing under an AFSL or an ACL.
Training: Staff and responsible managers to meet ongoing AFSL educational requirements.
Regulatory: Corporations and other funds management regulatory requirements advice on day-to-day issues.
Licence: Obtain appropriate licensing under an AFSL or an ACL.
Training: Staff and responsible managers to meet ongoing AFSL educational requirements.
Regulatory: Corporations and other funds management regulatory requirements advice on day-to-day issues.
Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure. Our expertise extends across investment vehicles including managed investment schemes and listed funds.
Fund creation and development: Preparation of trust deeds and partnership/offer documents.
Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.
Fund Manager Establishment and Structuring: Determine appropriate Fund and Manager structure. Our expertise extends across investment vehicles including managed investment schemes and listed funds.
Fund creation and development: Preparation of trust deeds and partnership/offer documents.
Selection of outsourced Service Providers: An independent process for selection and implementation of trustee/RE, registry, fund administration and custody providers.
As a law firm we provide commercially based legal solutions. This includes answers to general financial service legal questions, as well as other services such as preparing fund establishment and offer documents.
Our legal practice is informed by our practical understanding of how financial service businesses work.
As a law firm we provide commercially based legal solutions. This includes answers to general financial service legal questions, as well as other services such as preparing fund establishment and offer documents.
Our legal practice is informed by our practical understanding of how financial service businesses work.
Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.
Product development and management: Design and modification of products.
ASX:ETF Listing applications: Supporting documents meeting the ASX AQUA rules, including for listing a unit class for an existing fund.
Offer documents: Preparation or review of offer documents, including Information Memoranda and Product Disclosure Statements.
Product development and management: Design and modification of products.
ASX:ETF Listing applications: Supporting documents meeting the ASX AQUA rules, including for listing a unit class for an existing fund.
Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view. Rigorous compliance systems and procedures can help safeguard your business, including from cyber-attacks.
Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.
Regulatory updates: Provision of regular updates on regulatory requirements.
Compliance manual and system design: Provision of a turnkey compliance process, including preparation of Compliance and Risk manuals and policies from a ‘whole of system’ view. Rigorous compliance systems and procedures can help safeguard your business, including from cyber-attacks.
Ongoing AFSL compliance reviews: Independent review of ongoing compliance with AFSL and other financial service law requirements.
Regulatory updates: Provision of regular updates on regulatory requirements.
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