King Irving specialises in providing comprehensive legal guidance and support for clients seeking to quote their funds (ETFs) on the Australian Securities Exchange (ASX) or the Chicago Board Options Exchange (CBOE). With an understanding of the intricacies of financial markets and regulatory frameworks, our experienced team is here to ensure a seamless and compliant quotation process.
What we bring
- Listing Strategy
Crafting a listing strategy that aligns with your ETF’s goals is paramount. We work closely with your team to determine the optimal listing approach. Whether it’s a traditional or synthetic ETF, we work with you to create a best in class product.
- Regulatory Compliance
We prepare all required documents and disclosures for ASX and CBOE applications. Our team ensures that your ETF application meets the stringent standards set by these exchanges.
- Comprehensive Support
Our support extends beyond legal documentation. We collaborate with your team and other relevant stakeholders to facilitate due diligence, provide strategic advice, and ensure that all parties involved are on the same page throughout the process.
- Ongoing Compliance
After listing, we can provide guidance to ensure ongoing compliance with ASIC, ASX and CBOE regulations. Our team assists with periodic reporting, disclosure updates, and addressing any regulatory changes that may impact your ETF.