Lawyers & Consultants

Financial
Services Specialist

Focussed and cost effective, we provide practical solutions for our clients.

Our team is dedicated to financial services legal and compliance advice. King Irving’s practical industry knowledge informs legal and compliance solutions for our clients, who include start-ups through to well established industry leaders.

We are recognised as a leading provider of practical and innovative solutions for our clients. Our lawyers combine fresh thinking with proven experience to help clients overcome the challenges of a competitive business landscape.

Our
Solutions

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01.
Licensing
We make it easy for you to obtain an ACL or AFSL, or to vary an existing licence.
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02.
Funds Management
We provide all that you need to establish and structure your investment vehicle, whether it’s a Fund, ETF, ESVCLP, VCLP, SMA, CCIV or something else.
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03.
Payments
Experienced and driven within the payments industry, we can guide you through the complexities of regulation, risk management and compliance in this evolving industry.
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04.
M&A
Our experienced lawyers guide you through each step of the merger and acquisition process from a holistic and commercial perspective.
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05.
Listing
We have pioneered the quoting of ETFs on the ASX in a cost effective and time efficient manner.
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06.
Compliance
We provide a compliance plan and framework for your AFSL and other financial service law obligations. We can also assist your ongoing compliance with reviews of your compliance systems and by providing regular updates of your regulatory requirements.
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07.
Consulting
With our practical industry experience we can find you the best fit service providers, such as administrators, responsible entities and others.
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Who
We Are

We are a dynamic and inclusive team of lawyers and financial professionals who are active partners in our client's success.

Meet Our Team

Latest
Insights

21 November 2023

The RG 78 Series: Article 8 of 8 – Withdrawing or correcting a submitted report

ASIC’s new guidance clarifies the circumstances in which a report may be withdrawn or corrected.
21 November 2023

The RG 78 Series: Article 8 of 8 – Withdrawing or correcting a submitted report

ASIC’s new guidance clarifies the circumstances in which a report may be withdrawn or corrected.
17 November 2023

What legal documents do you need to set up your company?

When setting up your company, having high-quality standard legal documents in place from the outset is crucial.
17 November 2023

What legal documents do you need to set up your company?

When setting up your company, having high-quality standard legal documents in place from the outset is crucial.
10 November 2023

AFSL Exemptions

In Australia, the processes and procedures of financial and investment organisations, including Unlisted Property Trusts, are governed by an Australian Financial Services Licence…
10 November 2023

AFSL Exemptions

In Australia, the processes and procedures of financial and investment organisations, including Unlisted Property Trusts, are governed by an Australian Financial Services Licence…

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Us

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Company
Solutions
Sydney
  • Level 9, Bligh House
    4-6 Bligh Street
    Sydney NSW 2000
Melbourne
  • Level 27
    101 Collins Street
    Melbourne VIC 3000
Brisbane
  • Level 19
    10 Eagle Street
    Brisbane QLD 4000
Company
Solutions
Sydney
  • Level 9, Bligh House
    4-6 Bligh Street
    Sydney NSW 2000
Melbourne
  • Level 27
    101 Collins Street
    Melbourne VIC 3000
Brisbane
  • Level 22
    215 Adelaide Street
    Brisbane QLD 4000
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Us